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Control Room Executive - Hong Kong
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Macquarie
Salary: Information not provided
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Hong Kong SAR |
13 Mar |
| We are currently seeking an Executive for our Compliance Infrastructure/Control Room within the centralised Risk Management G... |
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In-house Lawyer - Wealth Management
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Macquarie
Salary: Information not provided
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Australia-Sydney |
13 Mar |
| Be responsible for providing support to Macquarie's retail wealth management, stockbroking, advice & direct distribution busi... |
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Compliance and Risk Manager - Merchant Services
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Macquarie
Salary: Information not provided
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Australia-Sydney |
13 Mar |
| New role for payments expert in our product team. You will have experience with card schemes, payment industry entities and g... |
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Compliance Control Room Manager - Sydney
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Macquarie
Salary: Information not provided
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Australia-Sydney |
13 Mar |
| An excellent compliance opportunity offering exposure to a diverse range of investment banking activities across the Macquari... |
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Senior Risk Manager
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Nexus Partners, LLC
Salary: Commensurate with Experie...
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USA-CT-Hartford |
13 Mar |
| Our client provides a flat management structure along with the latitude to work autonomously. The successful candidate will c... |
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SENIOR MANAGERS, REGULATORY ADVISORY; REGULATORY, REMEDIATION AND FINANCIAL CRIME
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Incarter International Lt...
Salary: Excellent for the best.
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UK-London |
13 Mar |
| Regulatory and Risk Management team of large international consultancy, fast-growing market leader, seeks business-oriented... |
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SENIOR MANAGERS, PRUDENTIAL; FINANCIAL RISK REGULATORY CONSULTANCY
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Incarter International Lt...
Salary: Outstanding for the best.
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UK-London |
13 Mar |
| Prudential team of large international consultancy, fast-growing market leader, seeks business-oriented leaders. Offer excell... |
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Legal and Compliance Officer (Fund Management)
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Selby Jennings
Salary: Fantastic base salary + b...
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Singapore |
13 Mar |
| Our client a huge financial services house in Asia is looking to appoint a legal and compliance officer to join their existin... |
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Senior Manager Compliance
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National Australia Bank
Salary: TBA
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Australia-Melbourne |
13 Mar |
| At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin... |
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Trust Relationship Manager
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WMRC
Salary: Competitive remuneration
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Singapore |
13 Mar |
| Reporting to the Head of Trust Relationship Management, you will ensure the efficient administration of accounts to maximize... |
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Compliance Manager
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Not Disclosed
Salary: Base Salary Plus Bonus
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USA-NY-New York City |
12 Mar |
| A top-tier, multi-billion dollar asset management firm is looking to hire a Compliance Manager who MUST have at least 5 to 10... |
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Compliance Analyst
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MacKay Shields LLC
Salary: Commensurate with Experie...
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USA-NY-New York City |
12 Mar |
| MacKay Shields has grown steadily over the years through rapidly changing market environments. We offer products across US an... |
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Compliance Consultant
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New York Life Investment...
Salary: Commensurate with experie...
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USA-NJ-Morristown |
12 Mar |
| Compliance Consultant for NYL Investments (part-time) |
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Compliance Consultant
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New York Life Investment...
Salary: Salary plus bonus
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USA-NJ-Morristown |
12 Mar |
| The Marketing Material Review Unit of the New York Life Investments’ Compliance area was established to support business unit... |
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Institutional Brokerage Compliance Associate
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Susquehanna International...
Salary: Commensurate with experie...
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USA-NY-New York City |
12 Mar |
| fixed income compliance corporate bonds |
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Branch Office Examinations & Internal Controls Testing VP
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The Compliance Search Gro...
Salary: Upon Experience
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USA-NY-New York City |
12 Mar |
| Perform an integral role in the firm's ability to meet mandatory branch office review requirements, and assist as needed in t... |
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Compliance Manager
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Hirtle Callaghan & Co., I...
Salary: Base plus bonus
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USA-PA-Conshohocken |
12 Mar |
| The Compliance Manager will support the Chief Compliance Officer, having primary responsibility for implementation of Hirtle... |
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Senior ISDA negotiator
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UBS AG
Salary: £hourly
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UK-London |
12 Mar |
| UBS are currently recruiting for a Senior ISDA negotiator, you will be part of the unit responsible for the negotiation and c... |
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Regulatory Control Compliance Associate
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Not Disclosed
Salary: Competitive
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UK-London |
12 Mar |
| Morgan Stanley is looking to recruit a talented Regulatory Control Compliance Analyst to support the Firms's Sales & Trading... |
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Compliance Officer - Hedge Fund
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Westbourne Partners
Salary: £Excellent - Candidate Sp...
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UK-London |
12 Mar |
| My Client an extremely successful Commodity Hedge fund located in London is looking for a Compliance Officer |
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Senior Compliance Analyst
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Mason Blake
Salary: £75000
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UK-London |
12 Mar |
| A Boutique Investment Management house that has seen rapid expansion despite the recent financial crisis is seeking a Senior... |
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Compliance Officer
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IMS Recruitment
Salary: Attractive base salary pl...
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UK-London |
12 Mar |
| My client, a multi billion dollar technology driven hedge fund, is looking to expand it into Europe and as part of these plan... |
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Director- Compliance Risk
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The Forum Group
Salary: Base salary, bonus and be...
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USA-NY-New York City |
12 Mar |
| Our client, a global investment banks seeks a compliance professional to run their Compliance Risk Review team. This team is... |
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Associate - Market Review Compliance
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The Forum Group
Salary: Base salary, bonus and be...
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USA-NY-New York City |
12 Mar |
| Applicants should have 3-5 years of experience in a marketing material review position in an investment advisory firm. A wor... |
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Senior Legal Counsel – UK Solicitor
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Swisslinx AG
Salary: Market rate
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Switzerland-Zurich |
12 Mar |
| A magnificent opportunity has arisen for an experienced Solicitor to take on a new challenge as Senior Legal Counsel in a pre... |
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Compliance Consultant
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IMS Recruitment
Salary: £40,000 - £70,000
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UK-London |
12 Mar |
| IMS Consulting is dedicated to providing FSA compliance consulting services to the wholesale asset management and securities... |
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Applications (FSA) Consultant
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Not Disclosed
Salary: £30000 - £40000
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UK-London |
12 Mar |
| IMS Consulting is dedicated to providing FSA compliance consulting services to the wholesale asset management and securities... |
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Head of Compliance & Legal
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IMS Recruitment
Salary: Significant base salary p...
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UK-London |
12 Mar |
| This leading commodity hedge fund is keen to hire an exceptional candidate to join them as Head of Compliance & Legal. |
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Compliance Officer
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IMS Recruitment
Salary: 60k - 70k
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UK-London |
12 Mar |
| My client, a small London based Investment Bank, is keen to hire a Compliance Officer to join their busy team. |
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Senior AML Wealth & Investment Banking
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Not Disclosed
Salary: £75,000 - £95,000
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UK-London |
12 Mar |
| Leading Global Bank is looking to appoint a Senior AML Specialist in BOTH its Wealth AND its Investment Banking divisions. Bo... |
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